AML/CFT Agreed-Upon Procedures (AUPs) provide an independent, targeted assessment of an organisation’s anti-money laundering and counter-terrorist financing framework. HLB AG performs agreed procedures over relevant AML/CFT policies, controls and processes, with findings reported against the defined scope rather than providing a general audit opinion.

Our AML / CFT AUP services include:

• Reviewing AML/CFT risk assessments and policies
• Assessing customer due diligence and KYC processes
• Reviewing transaction monitoring and sanctions screening
• Testing suspicious transaction identification and reporting processes
• Reviewing AML/CFT governance, controls and training
• Identifying compliance gaps and areas requiring remediation

For businesses in Qatar subject to AML/CFT requirements, targeted independent procedures can help identify control weaknesses and demonstrate that key compliance processes are operating as intended. HLB AG applies a risk-based approach to AML/CFT AUP engagements, providing clear factual findings that help management strengthen controls and address identified gaps.